Caregiver Planning: The Conversation Most DC Specialists Aren’t Having
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Most advisors building a DC practice spend their energy on the obvious levers: plan design, investment menu, fee benchmarking. All necessary. Caregiver support is just as real, and rarely shows up on a plan review.

The Americans with Disabilities Act, whose anniversary falls this month, rebuilt the physical workplace around access. The financial side of disability never got the same attention. 

Voya IM’s most recent Survey of the Retirement Landscape: Participant Perspectives found that 15% of participants identified as caregivers, and another 5% reported a disability or special needs of their own. Two-thirds said they were very or somewhat interested in comprehensive planning resources aimed at special needs caregivers. 

DC plan sponsors have consistently underestimated how much caregiving their participants are doing, even as they name caregiver financial needs a priority for the next two years. So the demand goes unmet.

Exhibit 1: Caregiving financial planning support: Strong interest, low confidence
Exhibit 1: Caregiving financial planning support: Strong interest, low confidence

As of 04/01/25. Source: Voya IM.

A workforce issue dressed up as a benefits question

Caregiving follows people to work. The participant managing a parent’s care, or planning around a child who will need lifelong support, carries that weight into every retirement decision. It shapes how much they save, when they think they can stop working, and what they expect to do with their assets once they get there. 

About a third of participants told Voya they weren’t sure what they’d do with their retirement assets after retiring, and that uncertainty runs deepest among the people managing complications the standard planning conversation ignores. The math is worse for them, and they know it. In a separate Voya survey, 49% of caregivers said their responsibilities have had a severe or major impact on their ability to prepare for retirement. A caregiver isn’t weighing whether to pick the 2045 target date fund; they’re asking whether they can retire at all without leaving someone they love exposed.

Standard financial wellness content doesn’t answer that. Government benefit eligibility, special needs trusts, the mechanics of who gets named on a form— most participants have no idea where to start. Our survey says they want help, but few are being offered any.

The mistake an advisor can catch that a participant never sees

A parent enrolls in benefits at a new job and names their child with a disability as beneficiary. It’s a reasonable instinct—and a costly one. Because SSI and Medicaid are means-tested, an inheritance of as little as $2,000 can disqualify that child from the benefits they rely on. 

The fix could be a special needs trust named as beneficiary instead, so the assets pass without touching eligibility. A participant clicking through a beneficiary form online will almost never catch this. A well-prepared advisor will. 

Multiply that across a plan and the case for a DC specialist stops being abstract. Participants working with an advisor were 25% more likely to feel prepared for retirement than those without. Extend that guidance into caregiving. Most DC specialists are underestimating this demand, the same as sponsors. Be the one who doesn’t, and you’re solving a problem the competition hasn’t noticed. 

Voya Cares® has your back

The finals presentation changes when you walk in with client-ready material instead of good intentions. Voya Cares® supplies it: a planning checklist that runs from guardianship to beneficiary review to trust decisions, a government benefits roadmap covering SSI, SSDI, Medicaid, and Medicare, and case studies on the income gap, beneficiary designations, and special needs trusts you can hand a prospect to open the conversation. 

For the plan sponsor, this is retention: support in the areas employees actually care about gives them a reason to stay. For the DC specialist, it’s a way into a plan that has nothing to do with shaving another basis point off the fee. 

Two DC specialists walk into the same finals. One brings a fund lineup and competes on price. The other does the same but also brings a caregiver strategy and the materials to back it. Which one do you think the sponsor remembers?

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For financial professional and institutional investor use only. Not for inspection by or distribution or quotation to the general public. Past performance does not guarantee future results. This market insight has been prepared by Voya Investment Management for informational purposes. Nothing contained herein should be construed as (i) an offer to sell or solicitation of an offer to buy any security or (ii) a recommendation as to the advisability of investing in, purchasing or selling any security. Any opinions expressed herein reflect our judgment and are subject to change. Certain statements contained herein may represent future expectations or other forward-looking statements that are based on management’s current views and assumptions and involve known and unknown risks and uncertainties that could cause actual results, performance or events to differ materially from those expressed or implied in such statements. Actual results, performance or events may differ materially from those in such statements due to, without limitation, (1) general economic conditions, (2) performance of financial markets, (3) interest rate levels, (4) increasing levels of loan defaults, (5) changes in laws and regulations and (6) changes in the policies of governments and/or regulatory authorities. The opinions, views and information expressed in this commentary regarding holdings are subject to change without notice. The information provided regarding holdings is not a recommendation to buy or sell any security. Fund holdings are fluid and are subject to daily change based on market conditions and other factors. 

Products and services offered through the Voya® family of companies. Neither Voya Financial nor its representatives offer tax or legal advice. Please consult with your tax and legal professional regarding your individual situation. Voya Cares® material is intended for general and educational purposes only; it is not intended to provide legal, tax or investment advice. Clients should consult an independent legal, tax, or financial advisor for specific advice about their individual situation. Presenters should follow their firm’s policies regarding pre-approval and/or the addition of firm-specific disclosures before presenting or distributing Voya Cares® material. Financial planning should be provided by investment adviser representatives and/or financial professionals who have attained the Certified Financial Planner™ designation

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